Clients with no spouses or adult children could benefit from some extra support from a financial professional.

We have finally discovered the HBO series The Gilded Age. It’s the American version of Downton Abbey. People are attending ...

The survey found that advisors’ confidence extends beyond their market outlook to their businesses. Nineteen percent said ...

TIAA plans to lay off 31 employees in its Denver office starting on Dec. 1, according to a Worker Adjustment and Retraining Notification Act (WARN) filed in Colorado. This will mark the third round of ...

Each institution's performance improved year over year, some by several percentage points, and all boosted AUM.

To come up with a list of the best dividend aristocrats to buy, Morningstar analysts screened for dividend stocks included in ...

Nationwide pledged this week to invest $1.5 billion in technology innovation initiatives through the end of 2028, including $100 million in annual outlays earmarked to advancing artificial ...

"The transaction is progressing well, and we continue to track towards our 90% retention target. Thus far, advisors representing nearly 80% of assets have signed to stay with Commonwealth and LPL," ...

NASCAR champion Kyle Busch and his wife, Samantha, have sued Pacific Life, alleging they lost roughly $8.6 million to a misleading scheme involving complex indexed universal life insurance policies.

ThinkAdvisor provides financial advisors, registered investment advisors and wealth managers with comprehensive coverage of the products, services and information they need to guide their clients in ...

George Ndifor Jing refused to provide documents and information requested by the regulator, according to the order.

Bloomberg reported in August that Citigroup hired the outside law firm to investigate complaints that Sieg allegedly engaged in intimidating and disparaging behavior toward staff — including reducing ...